In this article, the authors discuss the predicament, in Romanian society, of one group that is especially vulnerable to HIV infection and AIDS: men who have sex with men. Such men are driven to secrecy, and discouraged from disclosing themselves even to obtain the help and information they need, because Romanian law prohibits homosexual overtures, denies legal recognition to gay and lesbian organisations, often imposes strong disincentives in the way of those seeking diagnostic tests for HIV or for venereal disease, and still penalizes same sex relations themselves in many circumstances. Social and administrative circumstances in Romania have also aggravated such men's vulnerability. Drawing especially on the United Nations' International Guidelines on HIV/AIDS and Human Rights, the authors offer several recommendations for reform.
Because of their social and legal status, some groups are especially vulnerable to HIV infection; women, children, indigenous peoples, migrants and refugees, sex trade workers and injecting drug users are examples. This research paper will focus on another such group: men who have sex with men. It will examine the legal and ethical issues related to the treatment of such men in Romania. Domestic cultural, legal and religious circumstances there increase the vulnerability of the members of this group and reduce the protection they derive from human rights.
Legal Status of Men
Having Sex with Men
For the last sixty years, homosexuals have been regarded, legally speaking,
as criminals in Romania. Under the title "crimes against good morals,"
the 1936 Penal Code penalized 'acts of sexual inversion committed between
men or between women, if provoking public scandal.' The 'public scandal'
determination was not purely objective; 'public scandal' could include
even 'acts of imprudence and negligence in [not] taking measures necessary
to conceal these relations.'2 The 1969 Penal Code imposed a complete
ban on homosexual activity, whether or not it might involve 'public scandal.'
According to Article 200, any 'sexual relations between persons of the
same sex' were punishable by up to five years' imprisonment, even if they
took place in private between consenting adults. From then on, same
sex relations took place in circumstances of secrecy, fear and mistrust.
It was not until November, 1996 that Romania amended, and then only slightly,
its criminal provisions concerning homosexuality, in response to pressure
from the European institutions, notably the Council of Europe and the European
Union. In its 1993 opinion on Romania's application for membership
in the Council of Europe, the European Parliamentary Assembly had expressed
its expectation that Romania change its law such that 'Article 200 of the
Penal Code will no longer consider as a criminal offence homosexual acts
in private between consenting adults.'3 In a resolution dated 19
September, 1995, the European Parliament censured Romanian attempts to
increase the punishment for homosexual acts.
The new provision, now in force, makes same sex relations punishable by
one to five years' imprisonment if they take place in public or result
in public scandal.4 The law does not define 'public scandal'; law
enforcement officials use subjective grounds exclusively when interpreting
and applying the phrase. A chief prosecutor told Human Rights Watch
that 'there are no limitations. The act can come to the awareness
of the public by any means. The revelation does not need to be willed
or intended.'5 A police official stated that a homosexual couple
could create a 'public scandal' just by 'mak[ing] too much noise'.6
Another chief prosecutor has said that 'our criteri[on] is the mentality
of the community where the deed is committed':7 a clear indication that
guilt is based on opinion, not factual evidence. Moreover, the authorities
can create a 'public scandal' by publicizing the facts of a given case.
In 1993, for example, a court found a 'public scandal' post facto, because
of 'a feeling of repulsion and revulsion ... immediately upon the publication
of information in the local press'.8 The law enforcement officials
themselves provided the information to the press.
Such judicial findings, even if not made on a regular basis, cause uncertainty
and fear among men who have sex with men. The result is that such
men avoid any public display or disclosure of their sexual orientation.
In addition to aggravating these men's social and psychological burdens,
such apprehensions and constraints impede their access to information,
preventive measures, voluntary testing and counselling. Both of these
circumstances - the close interdependence between coercive and punitive
measures, and the resulting reluctance to participate in programmes for
HIV participation and care -increase the vulnerability of these men to
HIV.
Additional Penal Code amendments, adopted in 1996, supplemented these restrictions
with further prohibitions. Article 200, paragraph 5 now prohibits,
with a penalty of up to five years' imprisonment, any act of 'inciting
or encouraging a person to the practice of same sex sexual relations, as
well as propaganda, association or other act of proselytizing with the
same scope': in effect, an outright ban on association and expression in
the course, or in support, of same sex relations. Strictly speaking,
ordinary places where homosexuals meet (e.g., bars or offices) would contravene
this law. Gays and lesbians also risk criminal sanctions when they
act in concert to achieve common goals, because Romanian law denies legal
recognition to the non-governmental organisations they seek to establish.9
Denying gay men and lesbians the opportunity to organise and act cooperatively
further limits their access to information on HIV/AIDS; it leaves them
no choice except to try to obtain it individually.
Penal Code measures that proscribe gay and lesbian organisations and prohibit
men who have sex with mean from speaking in public violate, in our view,
the freedoms of expression and association guaranteed by international
instruments that Romania itself has signed or ratified.10 They are,
moreover, contrary to the International Guidelines on HIV/AIDS and Human
Rights, published by the UN High Commissioner on Human Rights and the Joint
UN Programme on HIV/AIDS, which urge governments to provide effective measures
for the protection of high risk groups, including men who have sex with
men (see Annex III).
In the Toonen decision, the United Nations Human Rights Committee took
the position that the references to "sex" in Articles 2, paragraph 1, and
26 of the International Covenant on Civil and Political Rights should be
taken to include sexual orientation.11 It added that 'the criminalisation
of homosexual practices cannot be considered reasonable means or a proportionate
measure to achieve the aim of preventing the spread of AIDS/HIV.'
In discussing the specific complaint, the Committee noted that
. . . the Australian Government observes that statutes criminalizing homosexual
activity tend to impede public health programmes 'by driving underground
many of the people at the risk of infection.'
Criminalisation of
homosexual activity, in other words, appears to run counter to the implementation
of effective education programmes in respect of HIV/AIDS prevention.
Finally, the Committee observed, there was no evidence demonstrating that
continued criminalisation of homosexual activity resulted in effective
control of the spread of HIV infection.
Romania is now considering changes to its criminal law. Two proposals
aimed at repealing Article 200 have emerged: one by ACCEPT, a non-governmental
organisation, the other by the Ministry of Justice. The Romanian
Government adopted the Ministry's proposal12 and sent it to the Chambers
of Deputies, where it needed a qualified majority for approval. On
June 30, 1998, it failed by a margin of five votes. The fact that
many, though not quite enough, of the deputies voted for the proposal demonstrates
a significant change in legislators' attitudes since November, 1996.
At this writing, it seems likely that the proposal will be considered again
before the end of 1998. The wide spectrum of views expressed by various
parliamentarians makes the outcome of a second vote unpredictable.
Another factor that increases the vulnerability of men who have sex with
men to HIV infection and to the impact of AIDS is the lack of legal protection
available to them against discrimination. Same sex marriages receive
no legal recognition; same sex relationships are not protected by the usual
rules about property and inheritance. No change is likely for the
foreseeable future.
Men who have sex with men are also apt to be implicated in the transmission
of HIV or venereal disease. Article 309 of the Penal Code penalizes
with six months' to three years' imprisonment 'transmission of a venereal
disease through sexual relations, through sexual relations with persons
of the same sex, or through an act of sexual perversion, by a person who
knows him/herself to suffer from such a disease.' Since November,
1996, transmission of 'AIDS, by a person who knows him/herself to suffer
from this disease' has also been an offence, punishable by imprisonment
for five to fifteen years.13 Such provisions are inconsistent with
the UN International Guidelines on HIV/AIDS, which suggest that 'criminal
and/or public health legislation should not include specific offences against
the deliberate and intentional transmission of HIV but rather should apply
general criminal offences to these exceptional cases.'14 Still more
disturbing, these provisions make no allowance for such basic criminal
law determinations as consent, intent or foreseeability. There is
no assurance, therefore, that courts will even consider these elements
in determining guilt or innocence or in sentencing. To the best of
our knowledge, there is no one yet serving a sentence for HIV transmission;15
the mere existence of such a crime, however, is inconsistent with international
human rights law and incompatible with the supportive environment needed
to address existing prejudices and inequalities.
In addition, some medical units require those seeking diagnostic tests
for venereal disease to sign prepared forms - even before they receive
their test results - admitting to having been informed that they suffer
from a particular venereal disease and about the prohibitions, mentioned
above, in Article 309 of the Penal Code. These forms also refer to
a 1953 Decree, which requires that those infected disclose the identity
of all their sexual partners.16 We have good reason to believe that
those being tested for HIV are required to sign identical forms.
Such coercive measures undermine public confidence in the health care system
and create fear of punishment and disclosure. The effect is to discourage
those most in need of medical services and to frustrate the goals of prevention
through health care, support and behavioural change. Since 1986,
for example, Romania has recorded only 28 cases of HIV infection among
gay people. We assume the real number is much higher.17
Romania's Penal Code gives courts the power and the duty to require infected
persons to undergo mandatory medical treatment.18 Failure to comply
with this requirement is itself a crime, punishable by fine or by three
months' to one year's imprisonment.19 Treatment involves mandatory
testing for venereal diseases and for HIV, in spite of the generally accepted
rule that such testing requires prior consent.
In conclusion, neither the criminal law nor Romanian judicial practice
encourages the promotion or protection of human rights in the context of
HIV/AIDS or creates a supportive environment for HIV/AIDS prevention initiatives.
Social Status of
Men Having Sex with Men: Ethical Issues
When the Council of Europe raised the issue of homosexuality in 1993,20
the Romanian Government said in response that 'acts of this kind are alien
to the Romanian people's mentality, and offend the general moral feeling
and religious conscience of the majority of the population.' That
response, unfortunately, reflected the majority view on the issue at the
time.
The Orthodox Church has helped to preserve this attitude by campaigning
aggressively and publicly against same-sex relations. The Patriarch has
regularly condemned 'acceptance of the degrading abnormal and unnatural
as a natural and legal lifestyle.'21
No comparably influential institution has taken the opposite view.
Some individuals and small groups do speak out from time to time, but they
do not have the same impact; those in the majority continue to regard themselves
as keepers of the truth and feel entitled to impose their will on the 'blameable'
minority. The unavailability - characteristic of the Communist era
- of information and education concerning sexual life, sexual orientation
and same sex relations continues to make it more difficult to eliminate
prejudice. Romanian politicians and government bodies have failed
to initiate and maintain coherent dialogue or consistent positions about
same sex relations with either the majority or the sexual minority communities.
Instead, they have responded only to international pressure (from, e.g.,
the Council of Europe) or to domestic pressure (e.g., during electoral
campaigns). In the meantime, the political discourse on sexual minorities,
including their vulnerability to HIV and AIDS, has been extremely poor
and isolated. Those politicians friendly to gay concerns avoid public commitment,
knowing that the issue is still unpopular.
The media, and the press in particular, have also contributed to the perpetuation
of existing prejudice. Homosexuals have been described in print as
people with high criminal potential and the extremist press has played
the nationalistic card, identifying homosexuality as 'a corrupt incursion
alien to indigenous values.'22 More recently, the press has been
taking less extreme positions; there are, however, still articles in which
criminals are portrayed as homosexuals, inviting a substantive link between
the two terms. It is noteworthy that the broadcasting media - in
particular, national television - has responded differently, recently promoting
serious and adequate public debates on tolerance and homosexuality, especially
after the negative vote in the Chamber of Deputies.
The public at large, however, continues to stigmatise men who have sex
with men and to blame them for the proliferation of HIV. Homosexuals
are often regarded as AIDS internal agents; the legal treatment they receive
is typically justified by the need to monitor and control disease transmission.
This is so despite the well-known fact, so frequently overlooked by law
enforcement officials and many Romanians generally, that HIV, in Romania,
has mostly affected children. In a primitive way, and contrary to
reason, many people still think that punishing men who have sex with men
will eradicate AIDS.
Publications eager for scandal often reveal a person's HIV status and treat
AIDS as a shameful disease, one substantially related to men who have sex
with men.23 The press obtains the information from the police or
from medical staff who breach confidentiality, quite often and with impunity.
Despite the International Guidelines,24 the Romanian press is subject to
no professional or ethical rules that protect the confidentiality of the
personal data of individuals infected with HIV.
School education still avoids addressing effectively the issues of sexual
orientation, protection against venereal diseases and HIV infection.
At this writing, the Ministry of Education does not have a coherent policy
on these issues; the decisions, therefore remain with individual teachers,
who typically lack either the knowledge or the disposition to deal with
issues of sexual identity or with the medical and ethical issues relating
to HIV/AIDS. The Youth for Youth Foundation has prepared a manual
for teachers that includes a chapter on sexuality. It is reported
that volunteers as well as teachers still hesitate to make use of it.25
None of the non-governmental organizations working in the field of reproductive
health has developed or offered specific programs for men who have sex
with men as a group highly vulnerable to HIV infection. Such men
do benefit, however, from a HOT-LINE counselling service provided by the
Romanian Association Anti-AIDS (ARAS).26 It has been suggested that
these men take HIV more seriously than heterosexuals, are eager to protect
themselves and look for counselling.27 This is more likely
to be true, however, of those living in urban than in rural areas, because
those in urban areas have much greater access to information and rural
areas are, as a rule, more conservative.
Administrative and
Civil Remedies
Contrary to recommendations in the International Guidelines,28 the Romanian
legal system does not provide for independent, speedy and effective legal
and administrative procedures for those seeking redress. The general
procedural rules apply; previous experience shows that they are lengthy
and ineffective. In addition, the Romanian legal system does not
countenance representative complaints - public interest organisations,
for instance, may not bring cases on behalf of individuals living with
HIV/AIDS - or cases brought to court using pseudonyms.
Government Policy
In 1994, the Health Ministry established an Inter-Ministerial Committee
on HIV/AIDS. From then until 1996, its members met two to three times
a year; at the end of 1996 it stopped functioning, without having generated
any policy concerning HIV/AIDS. At present, the only official government
body concerned with HIV/AIDS is the Medical Commission, operating under
the Ministry of Health.
An informal inter-ministerial commission is in operation, however, as a
result of the efforts of the UNAIDS Office in Bucharest. Its members
are directors drawn from a broad range of ministries, including Health,
Interior, National Defence, Youth and Sports, Education, Justice, Work
and Social Protection, and representatives of the Governmental Department
of the Protection of Children and of the State Secretariat for People with
Handicaps. Its members met four times in the first seven months of
1998 and decided to form working groups. It has a consultative role
to the Government and is designed to elaborate and co-ordinate the national
strategy on HIV/AIDS.
Recommendations
Reform is urgently needed on all these fronts if men who have sex with
men are to have the full protection of human rights in the context of HIV/AIDS.
Government and non-governmental organisations both have roles in initiating
and implementing appropriate public policies. Some legislative change
is also essential. These are some of the most important reforms.
1.
eliminate all legal provisions that can be used to punish individuals for
consensual private homosexual acts between adults or that permit, encourage
or enforce discrimination based on an individual's perceived sexual orientation.
Repeal, in particular, Article 200 of the Penal Code;
2.
eliminate Article 309, paragraphs 2 and 3, of the Penal Code, which penalise
the transmission of HIV and involve mandatory testing, irrespective of
consent. In the alternative, amend the existing law so as to ensure
that foreseeability, intent and consent are taken into account when determining
criminal liability on these grounds;
3.
adopt, for both public and private sectors, anti-discrimination laws that
protect vulnerable groups and people living with HIV/AIDS, including men
who have sex with men;
4.
adopt procedural rules allowing for speedy and effective administrative
and civil remedies, by amending the Criminal and Civil Procedure Codes
or by adopting special rules designed specifically to expedite cases involving
HIV/AIDS issues and parties;
5.
address underlying prejudices and discrimination through education programs
in schools and community dialogue, to help create a more supportive environment
for such vulnerable groups as men who have sex with men. One way
would be to address sexual orientation issues in the human biology curriculum
and to provide classes in Civic Education that encourage tolerance of 'difference.'
This is a task for the Ministry of the National Education, possibly in
co-operation with non-governmental human rights organisations;
6.
promote media training, explicitly designed to discourage attitudes of
discrimination and stigmatisation towards men who have sex with men, especially
in respect of HIV/AIDS. Encourage the media to adopt rules of conduct
that prohibit disclosure of confidential patient information. Involve
journalists' own professional organisations;
7.
seek actively among law enforcement officials and the judiciary to change
attitudes that stigmatise and discriminate against men who have sex with
men. Offer courses on civic education, human rights and tolerance
in the schools and at the Police Academy;
8.
give legal recognition to same sex marriages and extend to same sex relationships
the law's protection in matters of property and inheritance, in order to
reduce the vulnerability to HIV infection of men who have sex with men
and the impact of HIV/AIDS generally;
9.
amend legal aid regulations to ensure provision of free legal services
to people affected by HIV/AIDS.
ANNEX I
EXTRACTS OF ROMANIAN
LAW
Article 431 of the
1936 Penal Code:
Acts of sexual inversion committed between men or between women, if provoking
public scandal, are punished by six months' to two years' imprisonment.
Article 200 of the 1969
Penal Code:
Sexual relations between persons of the same sex are punishable by one
to five years' imprisonment.
Article 200 as amended
by Law no. 140/1996 (published in the "Official Gazette" on 14 November
1996):
Paragraph 1. Same sex relations taking place in public or resulting in
public scandal shall be punished by one to five years' imprisonment.
Paragraph 5. Inciting or encouraging a person a person to the practice of the same sex relations, as well as propaganda, association or other act of proselytising with the same scope shall be punished by one to five years' imprisonment.
Article 309 of the Penal
Code (in force)
Paragraph 1. Transmission of a venereal disease through sexual relations,
through sexual relations with persons of the same sex, or through an act
of sexual perversion, by a person who knows him/herself to suffer from
such a disease shall be punished by imprisonment for from six months to
three years.
Paragraph 2. Transmission of HIV/AIDS by a person who knows him/herself to suffer from this disease shall be punished by imprisonment for from five to fifteen years.
Paragraph 3. The court shall order the safety measure of mandatory treatment.
Persons and organisations contacted while preparing the paper
Manuela Stefanescu -
Co-president, The Romanian Helsinki Committee, Bucharest
Michael Holscher -
Coordinator, PSI (Population Services International), Bucharest
Galina Musat - Program
Coordinator, ARAS (The Romanian Anti AIDS Association), Bucharest
Bogdan Derianu, Program
Coordinator, FTT (Youth for Youth Foundation), Bucharest
Borbala Koo, President.
SECS (The Society for Sexual and Contraceptive Education), Bucharest
Dr. Pecec, The Bucharest
Central Laboratory for Blood Transmitted Viruses
Marie Stops Foundation,
Bucharest
Carmen Husiu, AURA
Foundation, Bucharest
Pro VOBIS, Cluj-Napoca
Tim Schaftter, Health
Officer, UNICEF Bucharest
Daniela Draghici, Project
Manager, Policy Project - CEDPA, Bucharest
Eduard Petrescu, UNAIDS
Country Programme Adviser, Bucharest
Prof. Bernard M. Dickens,
University of Toronto
Dr. Aart Hendriks,
University of Amsterdam
International Guidelines on HIV/AIDS and Human Rights
Guideline 1
States should establish
an effective national framework for their response to HIV/AIDS, which ensures
a coordinated, participatory, transparent and accountable approach, integrating
HIV/AIDS policy and programme responsibilities across all branches of Government.
Guideline 2
States should ensure,
through political and financial support, that community consultation occurs
in all phases of HIV/AIDS policy design, programme implementation and evaluation
and that community organizations are enabled to carry out their activities,
including in the field of ethics, law and human rights, effectively.
Guideline 3
States should review
and reform public health laws to ensure that they adequately address public
health issues raised by HIV/AIDS, that their provisions applicable to casually
transmitted diseases are not inappropriately applied to HIV/AIDS and that
they are consistent with international human rights obligations.
Guideline 4
States should review
and reform criminal laws and correctional systems to ensure that they are
consistent with international human rights obligations and are not misused
in the context of HIV/AIDS or targeted against vulnerable groups.
Guideline 5
States should enact
or strengthen anti-discrimination and other protective laws that protect
vulnerable groups, people living with HIV/AIDS and people with disabilities
from discrimination in both the public and private sectors, ensure privacy
and confidentiality and ethics in research involving human subjects, emphasise
education and conciliation, and provide for speedy and effective administrative
and civil remedies.
Guideline 6
States should enact
legislation to provide for the regulation of HIV-related goods, services
and information, so as to ensure widespread availability of qualitative
prevention measures and services, adequate HIV prevention and care information
and safe and effective medication at an affordable price.
Guideline 7
States should implement
and support legal support services that will educate people affected by
HIV/AIDS about their rights, provide free legal services to enforce those
rights, develop expertise on HIV-related legal issues and utilise means
of protection in addition to the courts, such as offices of ministries
of justice, ombudspersons, health complaint units and human rights commissions.
Guideline 8
States, in collaboration
with and through the community, should promote a supportive and enabling
environment for women, children and other vulnerable groups by addressing
underlying prejudices and inequalities through community dialogue, specially
designed social and health services and support to community groups.
Guideline 9
States should promote
the wide and ongoing distribution of creative education, training and media
programmes explicitly designed to change attitudes of discrimination and
stigmatisation associated with HIV/AIDS to understanding and acceptance.
Guideline 10
States should ensure
that government and private sectors develop codes of conduct regarding
HIV/AIDS issues that translate human rights principles into codes of professional
responsibility and practice, with accompanying mechanisms to implement
and enforce these codes.
Guideline 11
States should ensure
monitoring and enforcement mechanisms to guarantee the protection of HIV-related
human rights, including those of people living with HIV/AIDS, their families
and communities.
Guideline 12
States should cooperate
through all relevant programmes and agencies of the United Nations system,
including UNAIDS, to share knowledge and experience concerning HIV-related
human rights issues and should ensure effective mechanisms to protect human
rights in the context of HIV/AIDS at international level.
Second International
Consultation on HIV/AIDS and Human Rights (Geneva, 23-25 September 1996):
Report of the Secretary General (E/CN.4/1997/37), available on the UNAIDS
Web site (www.unaids.org). HIV/AIDS and Human Rights: International
Guidelines (UNAIDS and the Office of the High Commissioner for Human Rights:
Geneva, 1998) HR/PUB/98/1. (This publication contains explanatory
and background materials.) Available in six UN languages.
1 The authors gratefully
acknowledge the financial contribution made toward this research by the
Joint United Nations Programme on HIV/AIDS (UNAIDS). The findings,
interpretations and views expressed are entirely those of the authors and
do not necessarily reflect the official policy or positions of UNAIDS.
2 V. Papadopol, I.
Stoenescu and G.V. Protopopescu, eds., Codul Penal al Republicii Populare
România Adnotat, Editura de Stat, Bucuresti, 1948, at 462.
3 Parliamentary Assembly
of the Council of Europe, Committee on Legal Affairs and Human Rights,
"Draft opinion on the application for membership to the Council of Europe
submitted by Romania", appendix II, AS/Jur (44)74, Strasbourg, 1993.
4 Article 200, paragraph
1.
5 Interview by Long
cited in Public Scandals: Sexual Orientation and the Law in Romania (Human
Rights Watch, International Gay & Lesbian Human Rights Commission:
New York, 1998), ISBN: 1-56432-178-9, at 41.
6 Id.
7 Id.
8 Id.
9 In an effort to circumvent
this restriction, "ACCEPT," a human rights group of gays, lesbians and
their supporters, has registered as a general human rights organization,
omitting any mention in its registration papers of "sexual minorities"
or "homosexuality."
10 Universal Declaration
of Human Rights; International Covenant on Civil and Political Rights;
European Convention of Human Rights, and all the major instruments adopted
by the OSCE.
11 Human Rights Committee,
Communication No. 488/1992. (Toonen v Australia).
12 In addition to changing
the provisions pertaining to homosexuals, the Ministry's proposal would
amend other media-related criminal law provisions and reduce the scope
of journalists' criminal liability.
13 Article 309, paragraph
2.
14 Guideline 4. See
Annex III.
15 Human Rights Watch
Report, 1998, ISSN: 1079-1876, at 90.
16 One member of "ACCEPT"
had to sign such a form to obtain a syphilis test in a medical unit in
Bucharest in 1998. A copy of this form was provided to the authors
of this paper.
17 Data provided by
the Eduard Petrescu, UNAIDS Romania.
18 Penal Code, Article
309, paragraph 3.
19 Penal Code, Article
309, paragraph 1.
20 Supra footnote 3.
21 Evenimentul Zilei,
December 16, 1993.
22 Human Rights Watch
Report, 1998, ISSN: 1079-1876, at 35.
23 Id., at 88-90.
24 Guideline 5. See
Annex III.
25 Interview by Adrian
Coman with Bogdan Derianu, program co-ordinator, June 1998.
26 Interview by Adrian
Coman with Galina Musat, ARAS program co-ordinator, June, 1998.
27 Id.
28 Guideline 5.
See Annex III.